Job Description:
• Conduct cradle-to-grave investigations into complex financial crimes cases, including insider trading, market manipulation, fraud rings, and high-value suspicious activity tied to Predictions trading.
• Perform secondary reviews of escalated alerts, applying risk-based judgment to make informed decisions on high-risk or ambiguous trading behaviors.
• Lead trade surveillance reviews by analyzing transactional and behavioral data to identify unusual patterns, potential information asymmetry, or coordinated activity across accounts.
• Research and connect activity across multiple users, accounts, and data sources to uncover hidden relationships and networks engaged in suspicious trading.
• Draft and file Suspicious Activity Reports, Continuing Activity Reports, and regulatory filings with clear, well-supported narratives.
• Respond to regulatory inquiries and law enforcement requests with precision, ensuring timely and accurate documentation.
• Review high-risk transactions, including wire activity, ensuring alignment with internal controls and compliance standards.
• Mentor other investigators and contribute to process improvements, training, and initiatives that strengthen our Financial Crimes Operations program.
Requirements:
• At least 3 years of experience in Financial Services, Trading, Government, or a regulated gaming environment
• Experience conducting financial crimes, fraud, or anti-money laundering investigations, including drafting Suspicious Activity Reports
• Exposure to trade surveillance, market abuse investigations, or monitoring within financial markets such as equities, derivatives, or prediction-style markets
• Familiarity with insider trading typologies, market manipulation risks, and behavioral indicators within trading environments
• Strong understanding of laws and regulations related to financial crimes, with the ability to apply risk-based decision-making in complex scenarios
• Strong written and verbal communication skills, with the ability to collaborate across teams and explain complex findings to diverse stakeholders
• Proficiency in Microsoft Office and Google tools
• CAMS or Certified Fraud Examiner designation preferred, with the ability to obtain and maintain required licenses.
Benefits:
• bonus
• equity