Job Description:
• Managing Compliance responses for country/entity regulatory exams
• Materials development for Board, governance committee, and regulatory stakeholders
• Assisting with the management of U.S. regulatory relationships
• New product approval review and approval
• Serve as DRI for regulatory change management and associated control builds for U.S.-specific compliance needs
Requirements:
• 7-10 years of experience working in Compliance for a financial institution
• Strong preference for a financial institution that is regulated federally and/or work as a regulator in a state or federal agency
• Experience with direct engagement with regulators
• Experience in consumer compliance, financial crimes compliance, and/or other compliance with federal or state regulations in the U.S. related to financial services
• Experience in product compliance, compliance governance and oversight, and/or managing regulatory relationships
• CAMS, CCAS, or similar certification (nice to have)
Benefits:
• bonus eligibility
• equity eligibility
• benefits (including medical, dental, vision and 401(k))